Consulenza RegTech
Naviga paesaggi normativi complessi con chiarezza e precisione.
Regulatory Technology
Navigate Regulation with Confidence
Regulatory compliance is not a checkbox exercise — it is a strategic enabler. The right compliance framework protects your licence, builds trust with partners and customers, and creates a foundation for sustainable growth.
CodeMax RegTech Consulting helps fintechs, banks, and payment institutions navigate complex regulatory landscapes with clarity and precision — from initial licensing through to ongoing compliance management.
Our Services
Comprehensive RegTech Capabilities
Licensing Guidance
Navigate the licensing landscape for EMIs, PIs, and banking licences across multiple jurisdictions. We guide you from pre-application through to approval and ongoing conditions.
Compliance Gap Analysis
Systematic review of your current compliance posture against regulatory requirements, identifying gaps and providing a prioritised remediation roadmap.
Regulatory Readiness Audits
Pre-audit assessments that prepare your organisation for FCA, CBI, BaFin, or other regulatory examinations — reducing surprises and building confidence.
Policy & Procedure Frameworks
Development of comprehensive compliance documentation — AML policies, KYC procedures, risk appetite statements, and governance frameworks tailored to your business.
Cross-border Compliance
Multi-jurisdiction compliance strategy for organisations operating across borders. Harmonise requirements from different regulators into a single, manageable framework.
Ongoing Regulatory Monitoring
Continuous monitoring of regulatory changes that affect your business. Proactive alerts, impact assessments, and implementation guidance to keep you ahead of the curve.
Our Approach
From Assessment to Compliance
Regulatory Landscape Review
We map your business activities against applicable regulations and identify every compliance obligation relevant to your operating jurisdictions.
Gap Assessment
A thorough audit of your current policies, procedures, and controls against regulatory expectations — producing a clear gap report with risk ratings.
Remediation Planning
A prioritised action plan with timelines, ownership, and resource requirements to close identified gaps and achieve full regulatory alignment.
Implementation & Support
Hands-on support to implement changes — drafting policies, configuring systems, training staff, and preparing for regulatory submissions or examinations.
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Parla con i nostri esperti normativi di licenze, conformità o requisiti transfrontalieri.
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